Tag Archives: US-Cuba Relations

Debating U.S.-Cuban Relations: Shall We Play Ball?

Debating U.S.-Cuban Relations: Shall We Play Ball?

Jorge I. Dominguez (Editor), Rafael Hernandez (Editor), Lorena G. Barberia (Editor)

New York: Routledge, August 2011;

ISBN-10: 0415893232 | ISBN-13: 978-0415893237



Book Description

Two decades ago, affairs between the United States and Cuba had seen little improvement from the Cold War era. Today, U.S.-Cuban relations are in many respects still in poor shape, yet some cooperative elements have begun to take hold and offer promise for future developments. Illustrated by the ongoing migration agreement, professional military-to-military relations at the perimeter of the U.S. base near Guantánamo, and professional Coast Guard-Guardafrontera cooperation across the Straits of Florida, the two governments are actively exploring whether and how to change the pattern of interactions.

The differences that divide the two nations are real, not the result of misperception, and this volume does not aspire to solve all points of disagreement. Drawing on perspectives from within Cuba as well as those in the United States, Canada, and Europe, these authors set out to analyze contemporary policies, reflect on current circumstances, and consider possible alternatives for improved U.S.-Cuban relations. The resulting collection is permeated with both disagreements and agreements from leading thinkers on the spectrum of issues the two countries face—matters of security, the role of Europe and Latin America, economic issues, migration, and cultural and scientific exchanges in relations between Cuba and the United States. Each topic is represented by perspectives from both Cuban and non-Cuban scholars, leading to a resource rich in insight and a model of transnational dialogue.

Editorial Reviews

Review

“This volume brings together twelve exceptional scholars on U.S.-Cuban relations to explore the key dimensions of that troubled relationship. By including the perspectives of both Cuban and U.S. scholars on topics ranging from national security to culture, the editors provide a fascinating look at the issues that still divide Washington and Havana half a century after the Cuban revolution.”
William M. LeoGrande, American University

Debating U.S.-Cuban Relations offers  an agenda that Washington and Havana should be embracing. It is a splendid primer which I hope will be useful when the United States and Cuba decide to bury an antagonism that has served neither well.”
Marifeli Pérez-Stable, Florida International University

“An excellent exploration of a topic which is important (and fascinating) not only in its own right, but also for its larger implications regarding U.S.-Latin American relations. The editors have assembled an A-List of Cuban specialists who bring to bear not only great expertise, but also a variety of perspectives which should interest people on all sides of this long-standing drama.”
Michael Erisman, Indiana State University

Book Launch:

Speakers: Jorge Dominguez and Rafael Hernandez; Discussant: John Coatsworth

When: 4:00pm; September 22, 2011

Location: IAB 802, Columbia University, 420 West 118th Street, 8th Floor IAB MC 3339, New York, NY 10027; Contact: Columbia University Institute of Latin American Studies, ilas-info@columbia.edu

List of Authors:

Jorge I. Domínguez, Profesor. Universidad de Harvard.

Rafael Hernández, Politólogo. Revista Temas.

Hal Klepak, Profesor. Royal Military College of Canada.

Carlos Alzugaray Tret, Profesor. Centro de Estudios Hemisféricos y sobre Estados Unidos, Universidad de La Habana.

Peter Kornbluh, Investigador. National Security Archive, Washington, DC

Susanne Gratius, Investigadora. Fundación para las Relaciones Internacionales y el Diálogo Exterior (FRIDE), Madrid.

Eduardo Perera Gómez, Investigador. Centro de Estudios Europeo. Universidad de la Habana

Archibald R. M. Ritter. Profesor. Universidad de Carleton, Ottawa.

Jorge Mario Sánchez Egozcue, Investigador y profesor. Centro de Estudios Hemisfericos y sobre Estados Unidos, Universidad de La Habana.

Lorena G. Barberia, Investigadora. Universidad de Harvard.

Antonio Aja Díaz, Historiador y sociólogo. Centro de Estudios Demográficos, Universidad de La Habana.

Sheryl Lutjens, Investigadora. Universidad del Estado de California, en San Marcos.

Milagros Martínez Reinosa, Profesora. Universidad de La Habana.

 

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Arturo Lopez-Levy: “Change In Post-Fidel Cuba: Political Liberalization, Economic Reform and Lessons for U.S. Policy”

Arturo Lopez-Levy

Here is the Hyperlink: Arturo Lopez Levy,Change In Post-Fidel Cuba: Political Liberalization, Economic Reform and Lessons for U.S. Policy” New America Foundation, May 2011,

Executive Summary:

This report explores the historic reform process currently underway in Cuba. It looks first at the political context in which the VI Cuban Communist Party Congress took place, including the Cuban government’s decision to release a significant number of political prisoners as part of a new dialogue with the Cuban Catholic Church. It then analyzes Cuba’s nascent processes of economic reform and political liberalization. To conclude, it discusses the challenges and opportunities these processes pose for U.S policy toward Cuba.

In his essay “Change in Post-Fidel Cuba”, Arturo Lopez-Levy, (a lecturer and PhD Candidate at the Josef Korbel School of International Studies at the University of Denver and also a graduate of the Carleton University-University of Havana Masters Program in Economics!) presents a wide ranging survey and careful analysis of economic and political changes in Cuba since Raul replaced Fidel in 2006, organizing his analysis around the pivotal Sixth Party Congress of April 2011.  Lopez-Levy tries hard to be even-handed and objective in his analysis. He succeeds well, though virtually no-one anywhere on any of the various political spectrums relevant to Cuba will be pleased with all of his assessments. His knowledge of Cuba at this juncture of its history is deep. He is particularly well qualified for undertaking such an analysis not only on the basis of his knowledge of Cuba and also given his academic work. His examination of Cuba’s political situation, the reform process, and US-Cuba relations is worth serious attention.

On the whole, Lopez-Levy is optimistic that the economic reform process, still in its initial phases, will be pragmatic, deep-cutting and irreversible but possibly excessively gradualistic.  He sketches the various elements of policy change that are slated for implementation and that will lead to a more decentralized and marketized economic framework that should help unleash and harmonize the economic creativity of Cuban citizens.

He is also optimistic that meaningful political liberalization will occur and indeed characterizes the regime under President Raul Castro as “Post-Totalitarian” – following some works of Juan Linz and Alfred Stepan (Problems of Democratic Transition and Consolidation, Baltimore: John

Hopkins University Press, 1996.) In Lopez-Levy’s words (p. 13), “Totalitarian practices have softened.” This obviously indicates that the author judges that practices indeed were totalitarian under Fidel and that they continue, though now somewhat “lighter”. (Political prisoners were released and independent critics have not been imprisoned.)

Lopez-Levy seems ready to be quite critical of Fidel but tends to give Raul the benefit of the doubt in a number of cases.  His euphemistic characterization of Fidel’s dictatorial rule is in fact damning if also humorous.

“By virtue of his historical leadership, Fidel Castro, in and of himself, embodied the minimum number of votes needed to establish a “winning coalition” in Cuban politics.”

But Lopez-Levy seems to want to find good things to say about Raul. For example,

“As Raul Castro hinted in his inaugural speech to the VI Party Congress2, this reform process will occur in tandem with political liberalization and the emergence of a Cuba more open toward the outside world.”

He also rather generously explains Raul’s selection of Jose Ramon Machado Ventura as First  Vice-President, and Second Secretary of the PCC as follows:

The decision to promote Machado (one year older than Raul)  to the second in command, first in the government, and now in  the Party, can be explained by two factors: 1) the triumph of the alliance of military leaders and provincial party czars as the dominant force in Cuban elite politics (versus government bureaucrats and Fidel’s appointed ideologues), and Raul Castro’s conviction that Fidel’s policy of promotion of young cadres “by helicopter”, not in a step by step Leninist fashion was a mistake.

The author’s own position on the political monopoly of the Communist Party of Cuba, sanctified by Article Five of the Cuban Constitution, does not seem clear. Lopez-Levy does speak supportively of political liberalization and refers to Fidel’s monopoly of the votes. But nowhere that I can see does he raise the over-arching central political issue and confront what he labels Raul’s “softer totalitarianism.”

The New America Foundation’s U.S.-Cuba Policy Initiative, directed by Anya Landau French, seeks to take advantage of recent developments to redirect U.S.-Cuba policy towards a more sensible, mutually beneficial relationship. Learn more at http://cuba.newamerica.net

 

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Recuperation and Development of the Bahi ́a de la Habana

By Arch Ritter

The Bahia de la Habana has been a centre for international shipping and trade since the early 1500s. It served as a haven from storms and pirates, a fortification against the British, a provisioning center and a gathering point for the Spanish fleet sailing between Seville and Cadiz and the ports of the New World. It is still a hard-working port, handling much of Cuba’s container and bulk shipping, as well as naval installations, cruise ship facilities and industry. After almost 500 years as a working port, however, it appears to be in the process of transformation to a modified and redeveloped tourist and transport center.

“His Britannic Majesty’s Land Forces Taking Possession of Havannah (sic.), August 14, 1762 and Sloops of War Assisting to Open the Booms” Artist: Philip Orsbridge.    Less than a year after Havana was captured by the British in the Seven Years War it was returned to Spain in exchange for Florida by the Treaty of Paris. By the same treaty, France chose to retain Guadalupe and Martinique in exchange for Quebec which went to the British.

The Oficina del Historiador de La Habana, established in 1938 by Dr. Emilio Roig de Leuchsenring for the restoration of historic Havana has played a vital role in restoring Old Havana under the leadership of Eusebio Leal Spengler in 1967. His work has been exemplary, and the historical quarter certainly deserves its UNESCO designation of “World Heritage Site”, awarded in 1982. The restoration and preservation of historic Havana continues to radiate out from the Cathedral quarter and now includes the Plaza Vieja and various locales alongside the Avenida del Puerto to the Iglesia San Francisco de Paula.

It now appears that the whole port area has been designated as a development zone. The old derelict wharves and warehouses are being dismantled and removed. The Arts and Crafts Market has been transferred from close to the Cathedral to the old Almacenes San José into the interior of the port, which have been restored and renovated.  New hotels such as the Armadores de Santander have opened. The new Russian Orthodox Church is in this areas as well

Bahia de La Habana

Removing Derelict Wharves, February 2011, Photos by Arch Ritter

Furthermore, the container port and much of the bulk shipment port will be moved to a new facility in the excellent harbor at Mariel, 50 kilometers west of Havana, which will also generate some regional development impulses in that region. The old Havana petroleum refinery, formerly owned by Esso and Shell, will shut down when to the new refinery in Cienfuegos opens. And the electrical generation plant at the edge of the port, a heavy air polluter for the capital, will relocate to Matanzas. In time, the serious pollution of the port will be reduced, and one hopes cleaned up definitively. [For a glance at current pollution in the harbor, check this web site: Pollution from the Oil Refinery]. This will be an expensive process taking many years. It is also likely that there are significant toxic residues in much of the land used for industrial purposes for past decades. Cleaning this up also will be costly and time-consuming.

At this time, there seems to be no master-plan for the development of the harbor region available to the public. However, there was some talk in February 2011 of such a plan becoming available in May of 2011.

In time, it is expected that new hotels will ring part of the harbor. With normalization of relations with the United States, the port of Havana also will become a key destination for virtually all of the cruise ships entering the Caribbean region. Quick access to Casablanca and the fortifications on the east side of the harbor will likely be provided with transit by improved cross-harbor ferryboat. One could imagine as well circum-harbor excursion ferry boats plying a vigorous trade. With normalization of travel between the United States and Cuba, high-speed hydrofoil passenger transportation and normal traditional ferry boat service from Key West and Miami to Havana will likely be established, providing further stimulus to the port area. A good deal more of the area around the port thus will become an attractive tourist, commercial and perhaps residential zone. It may also be possible that office complexes are eventually developed in the area as well, shifting part of the commercial center of gravity of Havana from the far west back to the harbor zone.

If the redevelopment of the harbor area proceeds with the same deliberativeness as the restoration of Old Havana, we can anticipate a fine citizen- and tourist-friendly extension of the Old Havana zone southwards into the Baha de La Habana and across the harbor to Casablanca, Regla and the Fortaleza San Carlos de la Cabana area.

[Note: The basic idea for this note came from Omar Everley Perez, Centro de Estudios sobre la Economa Cubana on March 8, 2011]

New Artisanal Center at the restored  Almacenes San José, Avenida del Puerto, Photo by Arch Ritter, February 2011

Russian Orthodox Church, Avenida del Puerto, Photo by Arch Ritter, March 2008

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From The Cuba Standard: “Piñón on Energy: Analyzing Sherritt”

On February 24, The Cuba Standard published an analysis by Jorge R. Piñón by on Cuba’s energy sector focusing in particular on Sherritt International, which has a joint venture in oil extraction and refining, natural gas, electric power and nickel mining, concentrating, refining  and marketing.

The full article can be found here: http://www.cubastandard.com/2011/02/23/pinon-on-energy-analyzing-sherritt/

An introduction to Piñón’s analysis is presented below.

Crude oil: Crude oil prices reached this week a 30-month high of nearly $100 per barrel, with industrial residual fuel oil prices close behind at a 28-month high of $80. These price increases are reflected in Sherritt’s year-end 2010 financial reports released today.

Cuba’s onshore and coastal 2010 crude oil production is estimated at approximately 50,000 barrels per day, of which 11,128 barrels per day represents Sherritt’s net working interest (equity) production. This is an 11-percent decrease from 2009 levels of 12,489 barrels per day.  Sherritt sells this production to state oil company Cupet at a discounted U.S. Gulf Coast residual fuel oil price.

Sherritt and Cuba do not realize the true value of the island’s crude oil production — based on its refined products yield — because Cuban crude is used directly as industrial fuel for electric power plants, instead of optimizing its inherent value by processing it into high-value refined products such as gasoline, diesel and jet fuel.

Cuba’s realized crude oil value could substantially rise if it was able to market its crude oil to U.S. Gulf Coast refining companies.Realized prices should also rise once Cuba is able to monetize its heavy-oil production in planned conversion facilities at Cienfuegos and Matanzas.

High oil prices negatively impact Cuba’s balance of payments in two ways: Not only as the value of its crude oil imports from Venezuela under the 2000 Convenio Integral de Cooperación services for oil barter agreement increases, but also as it has to purchase part of its domestic crude oil production from Sherritt. We estimate that the total value of Venezuelan petroleum imports and the purchase of Sherritt equity production for 2010 will be approximately $2.894 billion.

Nickel: The good news is that nickel prices also reached this week a 24-month high of $13 per pound, an increase of 177 percent from a low of $4.50 in February 2009. However, this is still far from the contract record high of $24 a pound in May 2007.

Canada’s Sherritt reported nickel and cobalt revenues for 2010 of $453.1 million, reflecting a 29-percent improvement over 2009 revenues of $350.7 million. The reported figures only reflect Sherritt’s 50-percent interest in the Moa/Saskatchewan nickel joint venture with Cubaníquel; therefore a similar improvement should mirror its Cuban partner operations.

Cuba and Sherritt offset receivables between Sherritt’s nickel and crude oil operations, therefore alleviating Cuba’s crude oil negative cash flow impact on the national balance of payments.

Jorge R. Piñón was president of Amoco Corporate Development Company Latin America from 1991 to 1994; in this role he was responsible for managing the business relationship between Amoco Corp. and regional state oil companies, energy ministries and energy regulatory agencies

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Has the US Tourism Tsunami to Cuba Already Begun?

By Arch Ritter

The Economist noted recently that the number of US tourists to Cuba in 2010 reached about 400,000 (January 20, 2011). Surprisingly, the Cuban Oficina Nacional de Estadisticas did not include the United States in its tourism statistics for 2010. (See Oficina Nacional de Estadisticas, Llegada de visitantes internacionales, Diciembre 2010). If the Economist’s number is correct, it represents a huge increase over the 2009 figure of 52,455 tourist arrivals from the United States. The US already appears to be the second source of tourists to Cuba, well ahead of every other country except Canada for 2010.

With the latest easing of travel restrictions for US citizens, one might expect a further large increase in US tourism to Cuba. In 2010, the increase in tourism was likely mainly of a family-reunification character. But in 2011, curiosity tourism will increase dramatically under the new travel rules. Much of this tourism will be in the cities and in Havana in particular – and not in the isolated beach areas where Canadians tend to go. One indeed can expect a surge in tourist services and activities in both the public sector and the reviving private sector. The  Paladares. Casas Particulares and other activities should be in expansion mode and should contribute – along with remittances – to a reconstruction boom in Cuba.

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Ana Julia Faya: Nosotros tampoco viajamos libremente a Cuba

Los permisos de entrada y salida del país son una violación de los derechos de los cubanos.

Published originally on January 26, 2011 in  Diario de Cuba

Jose marti International Airport, Photo by A. Ritter, 1966

Primero fue en la Declaración del Ministerio de Relaciones Exteriores en respuesta a las medidas de Obama sobre los viajes a Cuba. Después fue la subdirectora de América del Norte de la cancillería cubana, Johana Tablada, en entrevista publicada en Cubadebate. Y más recientemente Fidel Castro en una de sus Reflexiones, o quizás Castro primero y Johana después. Para el caso, no importa. Repiten el mismo desaguisado: que los estadounidenses son los únicos ciudadanos de este mundo que no pueden viajar libremente a Cuba. Craso error.

Los ciudadanos cubanos que vivimos fuera del territorio nacional tampoco viajamos libremente a nuestro propio país, no solo desde Estados Unidos, sino desde Canadá, España, o cualquier otro de los cientos que ocupan el globo terráqueo. Y no es por voluntad del “imperio”, sino por las restricciones impuestas en Cuba por cubanos sobre viajes de cubanos, medidas que ya suman tantas décadas que si no somos especialistas en la materia no sabemos cuándo fue que empezaron, en qué período de la historia antigua de los Castro se decidió cerrarnos las puertas para salir y para entrar.

En la cancillería cubana se sabe muy bien que los cubanos que residimos en segundos países y no le pagamos al MINREX por un Permiso de Residencia en el Exterior, si queremos visitar a nuestra familia en Cuba debemos solicitar antes a las autoridades de la embajada cubana correspondiente que se nos “habilite” el pasaporte cubano. Porque para viajar a Cuba no se nos admite el del país donde tenemos segunda ciudadanía. Y en ese pasaporte se nos estampará un cuño que nos abrirá las puertas del Aeropuerto Internacional José Martí, si los funcionarios encargados de esa gestión no se oponen y no nos incluyen en un largo listado que el defenestrado ministro de Exteriores Felipe Pérez Roque denominara de “personas repugnantes”, y que hasta el momento no tenemos noticia de que Bruno Parrilla haya desechado.

Que Fidel Castro asegure que solo los estadounidenses no viajan libremente a Cuba, bueno, él predijo una guerra nuclear por los días del campeonato mundial de fútbol, el año pasado, y ahora, en medio de su senilidad, se regocija con la bondad de los delfines mientras sobre el modelo cubano dice lo mismo y lo contrario. Pero que el tema de los viajes se especifique en una Nota Oficial del MINREX y que una inteligente funcionaria lo asegure también, da que pensar. Porque si seguimos al pie de la letra lo declarado últimamente por el régimen, en esta nueva era inaugurada por el general Castro con Lineamientos, Congreso y sesiones en la Asamblea Nacional, rigen los llamados a que los funcionarios cambien la “mentalidad”, se enfatiza en la necesidad de eliminar “prohibiciones obsoletas justificadas en el pasado”, y sobre todo se exige actuar con disciplina. Quizás los funcionarios del MINREX se han salido del modelo de conducta exigido por el liderato del régimen y no han cambiado su mentalidad, quizás se debe a que en Cuba hay tantas cosas obsoletas que se confunden al dirigir los tiros, o quizás es ahora el general Castro el que dice lo mismo y lo contrario.

La abolición de los permisos de entrada y salida fue pedida en muchas de las asambleas celebradas en el país convocadas por Raúl Castro de 2007 a 2008, dizque para conocer qué pensaban los cubanos de la isla. “El permiso de salida y de entrada, eso debería abolirse completamente (…) se hizo con otro destino, por otras razones, y ha sobrevivido durante demasiados años en Cuba, y yo no creo que tenga razón de ser”, dijo Silvio Rodríguez entonces. Fueron tantas las declaraciones públicas en ese sentido de conocidos seguidores del régimen, y tantos los rumores de que “ahora sí”, que incluso el corresponsal de El País en La Habana aseguró haber visto el documento donde se levantaban las prohibiciones sobre viajes y que su presentación era cuestión de días. Pero, seguimos esperando.

Ahora pudiera ser un buen reclamo de los delegados al VI Congreso del Partido Comunista, aunque tengan que ser indisciplinados y salirse de la agenda prevista solo para los Lineamientos económicos. En definitivas, ¿no es el Congreso “el órgano supremo del partido y decide sobre todas las cuestiones más importante de la política”? Si es así, la discusión en abril no debiera circunscribirse a las reformas sobre los cuentapropistas, o la compra y venta de casas, sino ampliarse hacia otras cuestiones importantes reclamadas por la población desde hace rato, como los permisos de entrada y salida.

Soy de las que piensa que Obama debiera levantar todas las restricciones de viaje en su país, para que no sean violados los derechos de sus ciudadanos. Los permisos de entrada y salida en Cuba debieran levantarse por lo mismo. No en reciprocidad por las decisiones de Obama, sino por elemental respeto, para que no se sigan violando los derechos de los cubanos.

Playas del Este, Summer 1994 Preparing to Leave

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“Shifting Realities in ‘Special Period. Cuba”, LATIN AMERICAN RESEARCH REVIEW, volume 45 number 3, 2010

By Arch Ritter

Just Published: “Shifting Realities in ‘Special Period’ Cuba”

Archibald R. M. Ritter, Carleton University, Ottawa, Canada

Che’s Afterlife: The Legacy of an Image. By Michael Casey. New York: Vintage Books, 2009. Pp. 388. $15.95 paper. ISBN: 9780307279309.

The Cuba Wars: Fidel Castro, the United States, and the Next Revolution. By Daniel P. Erikson. New York: Bloomsbury Press, 2008. Pp. xiii + 352. $28.00 cloth. ISBN: 9781596914346.

Political Disaffection in Cuba’s Revolution and Exodus. By Sylvia Pedraza. Cambridge: Cambridge University Press, 2007. Pp. xix + 359. paper. ISBN: 9780521687294.

Looking Forward: Comparative Perspectives on Cuba’s Transition. Edited by Marifeli Pérez-Stable. Notre Dame, IN: University of Notre Dame Press, 2007. Pp. xx + 332. $27.00 paper. ISBN: 9780268038915.

Cuba in the Shadow of Change: Daily Life in the Twilight of the Revolution. By Amelia Rosenberg Weinreb. Gainesville: University Press of Florida, 2009. Pp. 272. $69.95 cloth. ISBN: 9780813033693.

Cuban Currency: The Dollar and Special Period Fiction. By Esther Whitfield. Minneapolis: University of Minnesota Press, 2008. Pp. 217. $22.50 paper. ISBN: 9780816650378.

Revolutionary Cuba’s Golden Age ended in 1988-1990 when the former Soviet Union adopted world prices in its trade with Cuba, ceased new lending, and discontinued its subsidization of the Cuban economy. The result was the economic meltdown of 1989-1994. In1992, President Fidel Castro labeled the new époque the “Special Period in Time of Peace,” a title that has lasted almost two decades as of 2010. Many outside observers have imagined that Cuba would in time follow the countries of Eastern Europe and the former Soviet Union in making a transition toward a more market-oriented economic system and perhaps a Western style of pluralistic democracy. This has not happened. The modest economic changes of the early1990s have not led to sustained reform. Political reform has been almost undetectable. At times, rapid change has seemed inevitable and imminent. But at others, it has appeared that gerontocratic paralysis might endure well into the 2010s. Change will undoubtedly occur, but its trajectory, timing, and character are difficult if not impossible to predict. When a process of transition does arrive, it will likely be unexpected, confused, and erratic, and will probably not fit the patterns of Eastern Europe, China, or Vietnam.

The books included in this review focus mainly on changing realities during the Special Period and the nature of prospective change. They constitute a valuable contribution to our understanding of a range of dimensions of Cuba’s existence in this era which in fact is not “special” but is instead the “real world”.

The collection edited by Marifeli Pérez-Stable assumes that a transition will occur and asks what useful insights may be gleaned from the experiences of other Latin, Eastern European, Asian, and Western European countries. The analyses included in the collection constitute the best exploration of the key aspects of Cuba’s possible alternative futures yet available. Then Daniel P. Erikson examines the U.S.-Cuban relationship together with domestic U.S. policies toward Cuba during the Special Period, concluding with a chapter on “The Next Revolution.” His popular historical analysis also is probably the best available as well as most readable review of this tragically dysfunctional relationship.

The culture of the silent majority or “shadow public” is the focus of Amelia Weinreb. This sociological-anthropological analysis of Cuba’s silent majority fills a major vacuum in works on Cuba over the last 20 years, focusing as it does on the character, aspirations and behavior of a group that has been almost ignored even though it probably constitutes a majority of the population of Cuba. Sylvia Pedraza examines Cuba’s evolving domestic political situation and the consequences for emigration over the last half century, including the two decades of the Special Period. Her work is probably the seminal analysis of the motivations underlying and patterns of Cuba’s continuing emigration hemorrhage.

Michael Casey examines how the Cuban government has capitalized on Che Guevara’s “brand”—epitomized by the iconic photograph by Alberto Korda—and how Che’s image has been commercialized for both political and financial motivations, using property and trademark law, and the marketing mechanisms of the international capitalist system. While perhaps outside the common purview of mainstream social science research on Cuba, Casey’s examination of the Korda-Che image provides a novel and convincing examination of how the Cuban political regime has sought to commercialize the central martyr of the Revolution. Finally, Esther Whitfield explores cultural and literary changes in Cuba’s world of fiction during the Special Period. Her work is also ground-breaking in examining the impacts of the economic realities of the two-currency pathology on the incentive structure and orientation of Cuban writers of fiction.

Marifeli Pérez-Stable has assembled an all-star cast of authors to produce yet another fine contribution to our understanding of Cuba and its current situation.[1] Looking Forward aims to investigate the alternatives facing Cuba after a possible regime change or “poof moment”—as Jorge Domínguez puts it (7 and 61) —when such change might occur, as if by magic. The authors were asked to examine their particular areas of expertise for insights from other democratizing processes, the particular relevance of the conditions of the Special Period, and the “plausible and/or desirable alternatives . . . for a Cuba in transition” (7). Given the concision and richness of the twelve essays in this book, it is difficult if not impossible to outline and critique them in the detail that each of them merits in a brief review. All are substantively first-rate.

In opening, Pérez-Stable assumes that “a medium-term democratic transition is likely in Cuba though not certain” (19). She explores first the transitions of Eastern and Central Europe and Latin America for insights into the Cuban case, and second, the possible roles in a post-Fidel Castro Cuba of the Communist Party, the National Assembly, and the Association of Combatants of the Cuban Revolution, Cuba’s veterans’ organization. Her central conclusion is that a hybrid regime is most probable, in which elements of marketization and some liberalization combine with continued authoritarianism.

In his examination of military-civil relations, Jorge Domínguez is reasonably optimistic that further downsizing of the Cuban military will occur with the normalization of U.S.-Cuban relations. He also argues that the military will be compatible with democratization under the last three of the four scenarios that he explores: 1. a dynastic succession with continued Communist Party monopoly and a market economy opening; 2. with removal of the external threat, the military could focus on internal security only; 3. the previous scenario, but with a stronger military to maintain public order in the face of serious domestic security threats; and 4. the second scenario again but with a major continuing role for professional armed forces for international peace-keeping. (61-70).

Gustavo Arnavat analyzes the legal and constitutional dimensions of moving toward representative democracy and a market economy, and argues that major constitutional amendments or a new constitution approved by referendum will be necessary.

Damián Fernández presents a thought-provoking and sobering analysis of the role of civil society, emphasizing the difficulty of political reengagement and the development of attitudes supporting participatory citizenship. Mala Htun puts forward a well-balanced discussion of Cuba’s achievements and lingering problems in the same area of transition politics, and of the impacts of the Special Period on women and gender equality. She concludes that “[a]chieving gender justice . . . requires greater economic growth and political reforms” (137). Alejandro de la Fuente also outlines the achievements of Cuba since 1959 and some of the setbacks for Afro-Cubans since 1990; these include a smaller share of remittances and relatively less employment in tourism and high-end self-employment. His main conclusion is that special antidiscrimination policies will be necessary in the transition to a market economy. Jorge Pérez-Lopez contributes a fine analysis of the economic policy reforms needed for transition. In his first-rate essay, Carmelo Mesa-Lago carefully reviews the impacts of the Special Period on social welfare—education, health, social services, poverty, and income equality—and outlines the range of policy approaches needed if Cuba is to maintain social justice while providing incentives to economic improvement.

Corruption has been a curse for Cuba since Independence. It has evolved in unique ways there since 1990, and has tended to escalate seriously in Eastern European transitions, as Dan Erikson shows in his contribution to Looking Forward. The politically complex and difficult role of Cuban émigrés in any future transition is addressed by Lisandro Pérez, though perhaps not with due emphasis on how Cuban-Americans are likely to contribute to institutional development, trade linkages, investment projects, return migration, and tourism. Rafael Rojas provides an insightful exploration of the psychological and political transformations that must occur in this same area, in which polarized and implacable enemies— each claiming ownership of historical interpretation—must become loyal adversaries, competing yet cooperating within democratic rules. Finally, William LeoGrande provides a superb survey of U.S.-Cuban relations during the Special Period and of U.S. relations with former adversaries, so as to address the future dealings of the two neighbors.

In its entirety, this fine volume sets a high standard that will be difficult to surpass. What one would also like to see, however, is another chapter on how Cuba might get to and through a transition to achieve genuine democracy and a mixed-market economy. One might also question the editor’s decision against the citation of sources so as to reach a broader, less academic audience. This book should indeed reach a wide public, but the absence of the citations hardly seems necessary for that purpose.

In a market well supplied with books and reports on U.S.-Cuba relations, Erikson’s The Cuba Wars is perceptive, objective, and engaging. His work is based on general political analysis from his vantage point at the Inter-American Dialogue in Washington; on interviews with many key players on Cuban issues in Miami, the U.S. Congress, the policy community, and academics; and on his own knowledge of Cuba, attained in many visits to the island in the past decade. For those who have lived through the U.S.-Cuba relationship over the last decade or the last 50 years, Erikson’s discussion will be enjoyable as well as insightful. His narrative style is captivating and brings again to life various events at the center of U.S.-Cuban interaction: events such as the Elián González affair, the tenure of James Cason as chief of the U.S. Interests Section, Cuba’s shooting down of an aircraft operated by Brothers to the Rescue, the conviction of Cuban spy Ana Belén Montes, the “Five Cuban Heroes,” and the eviction of Cubans from a hotel in Mexico City by the U.S. Treasury Department’s Office of Foreign Asset Control. Erikson’s discussions of the Chávez/Venezuela-Castro/Cuba relationship, the Cuban-American Community in Miami, and the pressures promoting and obstructing a greater role for market mechanisms in Cuba are all captivating and substantive. His vignettes of congressmen and women with important roles in policymaking with respect to Cuba are fascinating. If I have any quibbles with the book, it is with the title which seems over-amplified, as there has not been a war between the two countries. The “Next Revolution” referred to in the title is not impossible, but I would think that a difficult but orderly evolution toward Western-style participatory democracy, and a more centrist form of economic organization, are more probable.[2]

In Cuba in the Shadows, Amelia Rosenberg Weinreb (Anthropology, University of Texas at Austin) explores and analyzes the lives, behavior, and views of “ordinary Cubans.”[3] These Cubans are familiar to those who have come to know Cuba during the Special Period. They probably constitute a large majority of the population. These “unsatisfied citizen-consumers,” as Weinreb calls them (2 and 168.), strive to survive with some access to basic “modern” goods, above and beyond what the ration book provides in an amount insufficient for life maintenance since 1990. These modern goods perhaps include some luxuries, but they also include basics such as toilet paper and women’s hygiene products that are available only in the “dollar stores” or tiendas de recaudación de divisas (stores for the collection of foreign exchange). This “silent majority” has remained under-analyzed and largely ignored by scholars, perhaps—as Weinreb suggests—because they do not seem to merit special attention relative to indigenous peoples, the poor, or labor unions, or perhaps because they do not fit the orientations of New Social Movement and Structuralist Marxist approaches.

Weinreb’s ethnographic participant observation succeeds in producing an analysis from about as deep within Cuban realities as it is possible for an outsider to get. Her success can be attributed in part to her research assistants and neighborhood ambassadors, namely her three young children, Maya, Max, and Boaz, who helped to establish rapport, friendship, and shared parenting bonds with Cubans who empathized and wanted to help a young mother. This “family fieldwork” provides a unique window into Cuban society and the lives of Cubans.

Weinreb’s focus is a “shadow public,” somewhat analogous to the shadow economy, as the following explains:

[U]nsatisfied citizen-consumers . . . share interests, characteristics, a social imagery and practice, but their political silence, underground economic activity, and secret identity as prospective migrants casts a shadow over them. They are therefore a shadow public, an un-coalesced but powerful group that engages in resistance to state domination but without a public sphere, and only in ways that will allow them to remain invisible while maintaining or improving their families’ economic welfare. (168)

The roots of the shadow economy of course predate the Revolution, indeed going back to the colonial period and its unofficial economy of smuggling and contraband, as reflected in the expression obedezco pero no cumplo (I obey but do not comply). However, the expansion and pervasiveness of today’s shadow economy were generated by the character of central planning itself, and by the circumstances of the Special Period, as analyzed in chapter 1. Chapters 2 and 3 examine how citizens strive to maintain private space and personal control within the context of the state’s domination of personal life and economic activity. Chapters 4-6 explore a range of survival strategies. Chapter 4 focuses on the concepts and practices encapsulated by the terms resolver, luchar, conseguir, and inventar, each with unique connotations in the context of the Special Period. The significance of material things—and the lack thereof—are investigated in chapter 5. Chapter 6 treats the importance of access to foreign exchange or “convertible pesos.” Weinreb here presents a Cuban class system that puts the “red bourgeoisie” at the top, followed by artists with privileged access to travel and foreign exchange earnings, “dollar dogs” or cuenta propistas (own-account workers) with access to tourist expenditures or remittances from relatives or friends abroad, “unsatisfied citizen consumers,” and finally, at the bottom, the “peso poor” who lack access to foreign exchange and additional earnings. The final chapters examine the broad-based phenomenon of feeling trapped and the dream of escape via emigration. Chapter 8 explores “off-stage” expressions of dissatisfaction, criticism, and resistance, which remain purposely hidden, unorganized, and outside public space. This state of affairs may be changing, however, with the Damas en Blanco and bloggers courageously breaking into the public arena, spearheaded by Yoani Sánchez. Finally, chapter 9 draws together the strands of Weinreb’s analysis and explores the relevance of the concepts of shadow public and unsatisfied citizen-consumer in the broader context of Latin America.

Weinreb succeeds admirably in describing and analyzing Cuba’s silent majority, those “ordinary outlaws” who are decent, hard-working, entrepreneurial, and ethical, yet must defend themselves and their survival through a myriad of economic illegalities within the framework of a dysfunctional economic system. These people live within the doble moral, effectively cowed into acquiescence by a political system whose main escape valve is criticism, innocuous at first, but then increasingly bitter, followed by emigration. The shadow public perhaps constitutes a potential “shadow opposition,” but seems to be easily contained and controlled by the governments of the Castro brothers. One might conclude from Weinreb’s work that this population—currently disengaged and thinking incessantly about emigration—is ripe for public reengagement and that in time there may occur a surprisingly rapid mobilization for change.

Weinreb’s analysis raises some additional questions. Under what circumstances might a shadow opposition become organized, finding a strong voice to become a real opposition? Will the new citizen-journalists of Cuba’s blogging community—plus critics such as Vladimiro Roca, Oscar Espinosa Chepe, Marta Beatriz Roque, Elizardo Sánchez, the Damas en Blanco, and some Catholic organizations—be able to break the control of the Communist Party and the current leadership? Will normalization of relations with the United States and the ending of the “external threat”—a siege mentality long used as a pretext for denying basic political liberties—further erode control of the Party and create new political alignments within Cuba?

Like the flag raised by Máximo Gómez in Cuba’s struggle for independence but sewn by Victoria Pedraza, her grandaunt, Sylvia Pedraza (Sociology, University of Michigan) intends her book to be a contribution to Cuban history. Political Disaffection in Cuba’s Revolution and Exodus,  Pedraza’s magnum opus so far,  is indeed a splendid contribution. It examines the political, social, and economic history of Revolutionary Cuba, exploring its impact on citizens and on emigration decisions and patterns from 1959 to midway through the first decade of the present century. The scope of the work of course goes beyond the Special Period, whose emigrants are the most recent product of a series of four waves from Revolutionary Cuba, following those of 1959-1962, 1962-1979, and 1979-1989.[4] These emigrations serve as organizing periods for Pedraza, who offers a careful reading of the history of the Revolution, using participation and observation from within the Cuban-American community and among Cubans on the island, 120 in-depth structured interviews with a representative selection of émigrés from 1959 to 2004, personal documents of émigrés, and census and polling information. Of special interest in this engaging and moving mix (which few academics manage to achieve) are Pedraza’s personal odyssey and insights as a child of the Revolution, quasi-Peter Pan émigré, and returnee with the Antonio Maceo Brigade in 1979. The account of her reunification with an extended family that she had not seen since leaving Cuba is particularly poignant.

In Che’s Afterlife, Michael Casey follows Korda’s famous photograph of a Christ-like Ernesto “Che” Guevara into the consciousness of people around the world. This image is a well-defended and trademarked icon (copyright VA-1-276-975) owned by Korda’s daughter, Diana Díaz, and used in collaboration with the government of Cuba. For some, it is a quasi-spiritual symbol of hope for a better future; for others, a symbol of undefined but earnest youthful rebellion; and for still others, an abhorrent symbol of authoritarianism. Casey, a Dow Jones Newswire bureau chief in Buenos Aires, has written an intriguing history of the image’s trajectory over the last half century. He brings together research into the lives of both Korda and Guevara, a command of the history of Revolutionary Cuba, knowledge of countries where the Guevara mythology is important, an understanding of copyright law, and original investigative interviewing and reporting.

Casey begins with the instant when the photo was taken on 5 March 1960. He sketches Che’s role in the new government—notably as chief of La Cabaña prison and overseer of the swift executions of prisoners—his secretive and disastrous Congo operation, and his guerrilla campaign in Bolivia, putting the launch of Che as icon and of the “Heroic Revolutionary” brand at the 18 October 1967 memorial ceremony at the Plaza de la Revolución. Casey also presents an account of Korda’s activities in Havana, the first publications of his photograph, and the cultural ferment of the early years of the Revolution, followed by the disillusionment of many in the mid-1960s. He traces the peregrinations of Korda’s Che through Argentina, Bolivia, Venezuela, and Miami, as well as in the student ferment of 1968 from Paris to Berkeley. His later chapters focus on the use of Che’s image as a brand by the government of Cuba; here, it no longer signifies a heroic guerrilla promoting revolution, but has instead become an advertisement, selling Cuba in the international tourist marketplace. The essence of the image ia now “the idea of revolutionary nostalgia” (306). After some thirty-seven years during which the photograph was freely available for use by anyone, copyright ownership now applies and control is exercised through legal means when necessary.

Casey takes us on a fascinating journey through the life and afterlife of Che and through a half century of international social and political history, using Che’s image as a prism. His book should find a wide readership, of all political stripes, who have an interest in Cuba or in major political and social movements. Those with interests in marketing, branding, and copyright law will also find this volume illuminating.

I must confess that when I agreed to include Cuban Currency: the Dollar and Special Period Fiction in this review, I thought it was an analysis of Cuba’s monetary system, not having read the title carefully. To my initial trepidation, Esther Whitfield focuses instead on literature, but in the context of Cuba’s dual-currency pathology. Her survey of recent fiction has turned out to be a delight, even for an economist with little direct knowledge of Cuban literature.

Whitfield’s central argument is that the Special Period generated a boom in cultural exports, including literature, due to the opening of Cuba’s economy and society, the subsequent expansion of international tourism and the popularity of all things Cuban, the decriminalization of the use of the dollar, its adoption as a legal currency, and its quick ascent to supremacy over the “old peso.” Special Period literature then became market-driven—like many other activities in Cuba—with authors’ incomes dependent on foreign sales and hard-currency contracts, rather than on Cuba’s literary bureaucracy and membership in the writers’ union. The dominance of the foreign market was further strengthened by the shrinkage of the domestic peso market for books because of declining incomes. This new foreign-market orientation was formalized by legislation in 1993 that permitted authors to negotiate their own contracts with foreign publishing houses and to repatriate their royalties under a relatively generous tax regime. Like other Cuban citizens, authors responded quickly to these new incentives. Special Period fiction is set in a “real Cuba” of interest to foreigners, namely in the Cuba of a behavior-warping dual-currency system, urban decay, dysfunctional Soviet-style economy, and political gerontocracy, together with a vibrant Afro-Latin culture and time-immemorial tropical eroticism. Ironically, the international boom in Cuban fiction during the sunset of the Revolution was a sequel to the literary boom of the 1960s, which was set in the confidence and vigor of the youthful Revolution.

Whitfield begins with an analysis of the circumstances of the Special Period that pushed authors into an external orientation. She then focuses on the works of Zoé Valdés, especially her award-winning I Gave You All I Had (1966), published in exile in Paris, which allows Whitfield to trace the central role played by a U.S. one dollar bill and its symbolic relevance for the culture of the Special Period. Short stories are the subject of the next chapter, with particular attention to the work of Ronáldo Menéndez. His story, entitled “Money,” is also set in the world of the doble moneda and doble moral, but criticizes the reliance on foreign markets and worries about the jineterización (translated imperfectly as “prostituting”) of the writer-publisher relationship and possible debasement of “true” Cuban literature. Whitfield goes on to examine the work of Pedro Juan Gutiérrez, notably the five books of his Ciclo Centro Habana. Gutiérrez writes for a foreign readership, but also critiques it, placing the reader in the position of voyeur into the “lives of sexual disorder, moral depravity and economic despair” of Havana (98). In her final chapter Whitfield meditates on artists’ depictions of Cuba’s urban decay and on critical analyses of such depictions.

Whitfield has produced a fine analysis of how economic circumstances generated new problems and new possibilities for Cuban authors, who have risen to the challenge and produced a literature of broad international appeal. Whitfield’s writing is engaging, her knowledge seems profound, and her subject is enchanting. However, I am not a competent critic of Cuban literature or literary criticism, and cannot tender a confident evaluation of its value for scholars in these fields. Her book, linking socio-politico-economic circumstances of the Special Period to Cuban literature, will nevertheless interest a broad range of social scientists, as well as the more literary-minded.

Is the international market for Cuban fiction as transitory as one might expect or hope that the Special Period itself may be? Perhaps. It may be that when Cuba escapes the Special Period and becomes a “normal country” with a normal monetary system, the special interest in its literary portrayal may diminish. However, the difficulties of economic and political reform are likely to continue for some time, and are likely to take various twists and turns that will hold our interest for some time to come. I hope that Cuba’s fiction writers are there to illuminate the process for a world readership.


[1] Full disclosure: I served as an evaluator for Marifeli Perez-Stable’s edited collection Looking Forward for the University of Notre Dame Press.
[2] One minor detail: Fidel Castro’s hometown was not Bayamo but Birán, not far from Cueto and Mayarí, both immortalized in the song “Chan Chan” by the Buena Vista Social Club.
[3] I also served as a reader for the Universities Press of Florida for the original manuscript of this volume. I was as impressed with it then as I am now.
[4] The emigrations of 1979-1989 were sparked in part by the return visits of Cuban Americans, who turned out not to be gusanos (worms)—the dehumanizing  label given to them by the Cuban government—but instead mariposas (butterflies), as they were relabeled with typical Cuban humor.

 

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New Publication on US-Cuba Relations: Cuba-Estados Unidos, tan lejos, tan cerca

Revista TEMAS, Cultura, Ideologia Sociedad, La Habana,

número 62-63 abril-septiembre de 2010

Web Address: http://www.temas.cult.cu/index.php.

After some three or four years trying to win approval within Cuba, a joint US-Cuba project on the relations between the two countries has finally come to fruition.

Rafael Hernandez, Editor of Revista TEMAS in Havana and Jorge Dominguez, Professor of Mexican and Latin American Politics and Economics, and Vice Chancellor for International Relations at Harvard University have succeeded in bringing together a multinational team of authors and in producing a study already published in Revista TEMAS in Cuba.

An English-language version is in process of publication in the United States with the title Debating U.S.-Cuban Relations: Shall We Play Ball? This is Jorge Dominguez second successful collaboration with Cuban authors in recent years, the first being The Cuban Economy at the Start of the Twenty-First Century, edited with Omar Everleny Perez Villanueva of the Centro de Estudios sobre la Economia Cubana, Universidad de La Habana, and Lorena Barberia also of Harvard.

An essay of mine is included in the collection, namely Estados Unidos-Cuba: potenciales implicaciones económicas de la normalización,

I must confess that I was surprised – but pleasantly surprised – that my essay was included in the collection. My expectation was that the essay would be rejected for ideological reasons.This article contains criticism of current economic policy and institutional structures. though couched in terms of an argument that the gains to Cuba from normalization with the United States would be significantly greater if a series of economic reforms were adopted. The reforms considered include

  • legalization of small, medium and cooperative enterprises,
  • relaxation of taxation and restrictions on self-employment,
  • modification of foreign investment policy to permit majority foreign ownership,
  • relaxation of controls on financial flows from abroad, and of course
  • monetary and exchange rate unification, among other things.

The absence of labor rights – the right to form independent labor unions, to bargain collectively, and to strike – is also discussed as a possible impediment to direct foreign investment in view of the opposition that US groups will have to US firms investing in Cuba under current conditions of the absence of labor rights.

The vetting process that the article underwent was rigorous but surprisingly un-ideological. A long series of critiques were made of the draft that arrived in Havana by the editorial advisors of TEMAS. Some of the criticisms were useful, some were ideologically oriented and a few were neither ideological nor useful. However, following Jorge Dominguez advice, I answered all the queries and criticisms as carefully as I could. Some I accepted. I changed some wording to be less inflammatory. Some criticisms I rejected as diplomatically as I could. In the end, my revisions were accepted by the TEMAS Editor, Rafael Hernandez.

One interesting change that the editors proposed and that I accepted was to remove the name of president Fidel Castro who I had referred to in mentioning the ambiguity of Cuba’s policies towards direct foreign investment, promoting it on the one hand but pronouncing against “globalization” – of which DFI is a part – with President Castro taking lead roles at the podium of the “Anti-Globalization” conferences that occurred for a number of years. The editor wanted Castro’s name removed from that discussion, but did not object to the discussion itself. This seemed to be a version of the hesitancy of many Cuban citizens to  mention Fidel’s name, but to use the hand motion of stroking a beard instead.

I will have to modify my criticisms of freedom of expression within Cuba – though only somewhat!

Below is the Title, Table of Contents, and Web address for the issue. The essay titles are hyper-linked to the TEMAS Web site though the connection often seems very slow.

Cuba-Estados Unidos: tan lejos, tan cerca

Reconfiguración de las relaciones de los Estates Unidos y Cuba, Jorge I. Domínguez, Profesor. Universidad de Harvard.

Enemigos intimacy. Paradojas en el conflicto Estados, Unidos-Cuba, Rafael Hernández, Politólogo. Revista Temas.

Cuba y los Estados Unidos en  las esferas de la defensa y la seguridad, Hal Klepak, Profesor. Royal Military College of Canada.

La seguridad nacional de Cuba frente a los Estados Unidos: conflicto y ¿cooperación?, Carlos Alzugaray Tret, Profesor. Centro de Estudios Hemisféricos y sobre Estados Unidos, Universidad de La Habana.

El terrorismo y el acuerdo anti-secuestros en las relaciones de Cuba con los Estados Unidos, Peter Kornbluh, Investigador. National Security Archive, Washington, DC

La política de la Unión Europea en el triángulo Cuba-Estados Unidos-España, Susanne Gratius, Investigadora. Fundación para las Relaciones Internacionales y el Diálogo Exterior (FRIDE), Madrid.

La Unión Europea y su papel en las relaciones Estados Unidos-Cuba, Eduardo Perera Gómez, Investigador. Centro de Estudios Europeo. Universidad de la Habana

Estados Unidos-Cuba: potenciales implicaciones económicas de la normalización, Archibald R. M. Ritter. Profesor. Universidad de Carleton, Ottawa.

Las relaciones económicas Estados Unidos-Cuba. La normalización pendiente. Jorge Mario Sánchez Egozcue, Investigador y profesor. Centro de Estudios Hemisfericos y sobre Estados Unidos, Universidad de La Habana.

Cuba, su emigración y las relaciones con los Estados Unidos, Lorena G. Barberia, Investigadora. Universidad de Harvard.

Los Estados Unidos-Cuba: emigración y relaciones bilaterales, Antonio Aja Díaz, Historiador y sociólogo. Centro de Estudios Demográficos, Universidad de La Habana.

Corrientes académicas y culturales Cuba-Estados Unidos: temas y actores, Sheryl Lutjens, Investigadora. Universidad del Estado de California, en San Marcos.

La diplomacia académica: los intercambios culturales entre Cuba y los Estados Unidos, Milagros Martínez Reinosa, Profesora. Universidad de La Habana.

Jorge Dominguez and Rafael Hernandez

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An Analysis of Cuban Democracy and the Potential Roles of Diplomats in its Promotion, from the “DIPLOMAT’S HANDBOOK” for Democracy Development Support


The “Diplomat’s Handbook for Democracy Development Support” project of the “Community of Democracies” has just released a study of democracy and democratization in China. It also includes an older Case Study on Cuba that I had never seen and that may be of broad interest.

The Web site of the Diplomat’s Handbook is  http://www.diplomatshandbook.org/

The complete case study on Cuba can be seen on an Adobe file accessed at the above web site.

Below is the Introduction to the study.

Cuban Exceptionalism

INTRODUCTION

This Handbook presents individual country case studies in order to record the practical activity that diplomats from democratic countries have performed there in support of civil society, democracy development, and human rights. Situations can and often do resemble each other in some recognizable respects, and our aim is to enable diplomats and civil society partners in the field to obtain insights and guidance from actions taken elsewhere, without, however, suggesting that the experiences in one country can simply be transposed directly to another, since the trajectory of each country’s development is singular.
The case of Cuba is extreme, and in many ways unique. Cuban history since the late 19th Century is intertwined in a relationship with one country, the United States. The mutual enmity between the two governments for much of the last 50 years has had a direct impact on conditions inside Cuba. Anything that diplomats of democratic countries can do in support of Cuban democracy development pales in significance to the potential effect of placing US-Cuba relations on a normal basis, possibly for the first time.
The only country in the western hemisphere that does not practice some form of electoral democracy, Cuba’s government remains in principle a Marxist-Leninist throwback and a resolute holdout more than two decades after the abandonment of communism in Europe and adoption of the market economy in China. Expectations that Cuban communism would be merely the last domino to fall failed to recognize a signal difference with Eastern Europe where the regimes were judged to be collaborating with an outside oppressor, the USSR. The Cuban government presents itself as the patriotic defender against an outside threat.
The regime has from the outset been symbiotically identified with its Comandante en jefe who led the revolution that propelled it into power on January 1, 1959. Descriptive labels scholars employ to capture its essence range from “extreme paternalism” (Prof. Carollee Berghdorf, Hampshire College, UK) to “charismatic post-totalitarianism” (Prof. Eusebio Mujal-León, Georgetown University, Washington, DC). Exile adversary US Congressman Lincoln Díaz-Balart, has called it “the Fidel Castro regime,” pure and simple. Although an orderly succession has obviously occurred as Fidel Castro retired from public office in July, 2006 and ostensibly turned power over to Raúl Castro, the question arises whether anything significant has changed. Fidel Castro’s moral influence over the country remains, though he is without direct control of all details as before. Having described himself in 1961 as a “Marxist-Leninist until I die,” he recast himself in post-retirement writings as a “utopian socialist,” adding that “one must be consistent to the end.”
The regime he built over the decades, “is not the German Democratic Republic,” as one diplomat in Havana phrased it, but it is an authoritarian one-party state that has used an Orwellian security apparatus to rein in and quash democratic impulses over five decades, often citing the threat from the US as the rationale. Much of the world acknowledges the ability of Castro’s Cuba to have stared down and survived determined efforts by successive US governments to end the regime, by invasion, attempted assassination, a CIA program of subversion, and a punitive economic embargo.
But increasingly, democrats rebuke the regime for its invocation of these real threats to Cuba’s sovereignty to justify the continued and even tighter suffocation of human and civil rights of Cuban citizens.
60
The case study that follows attempts to identify activities by diplomats and democracies in support of Cubans’ efforts to secure rights at home, including discussion of a more open and democratic system. But the study reports the view that these efforts tend to bounce off a tightly controlled and controlling regime that veers between self-confidence and paranoia, and discounts the pertinence of mutual leverage.
Diplomatic efforts meant to support democracy development are in consequence especially challenged in today’s Cuba. Diplomats have to manage seemingly competing professional obligations of non-interference, official engagement, a long-term developmental perspective, and immediate democratic solidarity.
This challenge, familiar to diplomats and international NGOs working in other authoritarian and repressive states, is made especially vexing in Cuba by an authoritarian government that is fearful of change. But some signs of change are present in Cuba. Coming years will engage democrats in support of efforts by the Cuban people to pursue aspirations for more significant change that is theirs alone to accomplish

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Cuba-US Relations

Cuba-Estados Unidos: tan lejos, tan cerca

Reconfiguración de las relaciones de los Estates Unidos y Cuba, Jorge I. Domínguez, Profesor. Universidad de Harvard.

Enemigos intimacy. Paradojas en el conflicto Estados, Unidos-Cuba, Rafael Hernández, Politólogo. Revista Temas.

Cuba y los Estados Unidos en  las esferas de la defensa y la seguridad, Hal Klepak, Profesor. Royal Military College of Canada.

La seguridad nacional de Cuba frente a los Estados Unidos: conflicto y ¿cooperación?, Carlos Alzugaray Tret, Profesor. Centro de Estudios Hemisféricos y sobre Estados Unidos, Universidad de La Habana.

El terrorismo y el acuerdo anti-secuestros en las relaciones de Cuba con los Estados Unidos, Peter Kornbluh, Investigador. National Security Archive, Washington, DC

La política de la Unión Europea en el triángulo Cuba-Estados Unidos-España, Susanne Gratius, Investigadora. Fundación para las Relaciones Internacionales y el Diálogo Exterior (FRIDE), Madrid.

La Unión Europea y su papel en las relaciones Estados Unidos-Cuba, Eduardo Perera Gómez, Investigador. Centro de Estudios Europeo. Universidad de la Habana

Estados Unidos-Cuba: potenciales implicaciones económicas de la normalización, Archibald R. M. Ritter. Profesor. Universidad de Carleton, Ottawa.

Las relaciones económicas Estados Unidos-Cuba. La normalización pendiente. Jorge Mario Sánchez Egozcue, Investigador y profesor. Centro de Estudios Hemisfericos y sobre Estados Unidos, Universidad de La Habana.

Cuba, su emigración y las relaciones con los Estados Unidos, Lorena G. Barberia, Investigadora. Universidad de Harvard.

Los Estados Unidos-Cuba: emigración y relaciones bilaterales, Antonio Aja Díaz, Historiador y sociólogo. Centro de Estudios Demográficos, Universidad de La Habana.

Corrientes académicas y culturales Cuba-Estados Unidos: temas y actores, Sheryl Lutjens, Investigadora. Universidad del Estado de California, en San Marcos.

La diplomacia académica: los intercambios culturales entre Cuba y los Estados Unidos, Milagros Martínez Reinosa, Profesora. Universidad de La Habana.

“Cuba and the United States, Resistant to sticks and carrots: The difficulty of pressing for change in a police state”, The Economist, Nov 19th 2009

SPEECH BY FOREIGN MINISTER BRUNO RODRÍGUEZ PARRILLA AT THE UNITED NATIONS GENERAL ASSEMBLY (on the EMBARGO)NEW YORK, OCTOBER 28, 2009

Brookings Institution, Cuba: A New Policy of Critical and Constructive Engagement, April 2009

ARTURO LÓPEZ-LEVY, Reflexiones sobre la reconciliación nacional, Espacio Laical 2/2009

THE WHITE HOUSE, Office of the Press Secrectary, FACT SHEET: REACHING OUT TO THE CUBAN PEOPLE April 13, 2009

Anya Landau French, Options for Engagement: A Resource Guide for Reforming U.S. Policy toward Cuba. The Lexington Institute, Washington DC, April 2009

Brookings Institution, Florida International University, and Cuba Study Group, “Cuban American Opinions Concerning U.S. Policy Toward Cuba and the U.S. Election”, a poll gauging public opinion among Cuban Americans in south Florida on December 2, 2008.

Cuban Research Institute, Florida Internationa University, COMPARISONS AMONG EIGHT FIU/CUBA POLLS, 1991-2007

Richard A. Figueroa, “Calle Ocho and the Embargo: The Evolution of Cuban American Views on US-Cuba Policy”, [1], ARI Nº 140/2004, Real Instituto Elcano, Madrid- 20.9.2004

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